Our Technical Services team are available to deal with all your day-to-day compliance and technical queries, complementing the service provided by our regulatory consultancy team. The team are based in our Head Office and have a wide and varied knowledge that allows them to provide prompt and comprehensive answers to your questions on any financial services related subject.
For firms looking to become directly authorised with the FCA – either as a new venture or because they are leaving a Network – then the team offer a highly efficient and cost effective application service. Our team has a very high record of successful authorisations being achieved well within the statutory timelines.
File reviews are one of our most popular services and we can deliver these either remotely or on-site – the decision is yours. However we carry out the review our team based approach means that we have consistency in the grading and outcomes – a common gripe amongst many firms.